Job overview:
HRus Partners, on behalf of our client, a well established, licensed Securities Dealer company in Seychelles, we are currently looking for a Compliance Generalist who will play a big part in onboarding new clients and ensuring adherence to regulatory requirements and internal policies. Reporting to the Head of UK Compliance and collaborating with other teams you will be instrumental in ensuring regulatory standards are met.
Key responsibilities:
- Collaborate with internal stakeholders to ensure compliance requirements are met across all client-related processes.
- Operate and oversee transaction monitoring systems, suspicious activity reporting, and related compliance controls.
- Monitor adherence to internal compliance policies, procedures, and governance frameworks.
- Onboard clients ensuring full compliance with KYC, AML/CFT, and all applicable legal and regulatory obligations.
- Review and process non-standard account applications in accordance with regulatory requirements.
- Maintain accurate and up-to-date client records across all trading and operational systems.
- Act as a key liaison between Head Office in the UK and the Seychelles Compliance Officer.
- Assist the Seychelles Compliance Officer in responding to FSA/FIU queries.
- Support the Seychelles Compliance Officer with any ad hoc tasks.
Requirements:
- Knowledge in AML/CFT frameworks, KYC processes, and meeting regulatory obligations.
- Degree in either Business, Economics, Law or relevant professional qualification (ICA Diploma or CISI)
- Proven experience of at least 2 years in Compliance within the financial services industry.
- Knowledge of Seychelles FSA regulations and international compliance standards.
- Good communicator, skilled in liaising and developing rapport with remote colleagues.
- Strong analytical, investigative, and decision-making skills.
- Skilled in risk assessment and process development.
If you feel that you can be a good fit for this position, we would love to hear from you with an email to careers@hruspartners.com