HRus Partners (license no. 414) on behalf of our client, an international Forex company, is seeking a skilled Compliance Officer to join their team. As a Compliance Officer, you will play a critical role in ensuring that the company adheres to all relevant laws, regulations, and internal policies.
If you are a dedicated compliance professional seeking a new opportunity, this role offers a supportive work environment, and opportunities for professional growth and development within a dynamic Forex company.
Responsibilities:
- Assist in monitoring trading activities and transactions to detect any suspicious or unauthorized activities.
- Maintain and update compliance-related documentation including policies, procedures, registers and records of regulatory filings. Ensure all documents are organized and easily accessible for audits and reviews.
- Prepare regular compliance reports for management and regulatory authorities. This may involve compiling data, analyzing trends, and summarizing findings related to compliance issues.
- Stay informed about regulatory developments and updates that affect the investment firm and its operations.
- Assist in organizing compliance training programs for employees. This includes scheduling training sessions, preparing materials, and tracking employee participation and completion.
- Assist in conducting reviews as per the compliance monitoring program and conducting investigations into compliance breaches or incidents reported by employees or detected through monitoring systems and documenting findings.
- Support the Compliance Officer in implementing new or updated compliance policies and procedures across the organization.
- Assist in performing due diligence checks on clients, including reviewing client documentation and verifying compliance with Know Your Customer (KYC) and Anti-Money Laundering (AML) regulations.
- Collaborate with internal audit team to facilitate compliance audits. Provide necessary documentation and assistance during audit processes.
- Assist in special projects related to compliance initiatives, regulatory filings, or other areas as directed by the Compliance Department manager or senior management.
Requirements:
- Minimum 2–3 years of experience in a similar role. Previous exposure to the Forex and CFD sector will be considered an advantage
- Academic Qualifications in BA, Law, Finance, Economics, Compliance and/or any related field.
- Holding of CySEC Advanced and/or AML Certificates will be considered as an advantage.
- High integrity.
- Excellent verbal and written communication skills.
- Be a good listener and able to maintain confidentiality
- Strong critical thinking skills
- Positive attitude and team spirit.
- Strong Attention to detail
- Ability to meet deadlines on time
Remuneration Package:
Annual Salary: EUR 30,000- 42,000 per annum (depending on qualifications and experience)
If you feel you are the right person for this job opportunity, send us your CV at careers@hruspartners.com